Douglas Jones Fined £13,300 by the Financial Conduct Authority
United Kingdom
- 04/29/2013
- Fine
- 13,300.00
- FCA
Detail
For failing to ensure that Which Mortgage had appropriate controls to verify information submitted by clients to support mortgage applications, and for altering certain client files to attempt to mislead the FSA as to the controls.
Source Link
https://www.fca.org.uk/publication/final-notices/douglas-jones.pdf