Brokers
List Brokers
Compare Broker Features
Platforms
List Platforms
Compare Platform Features
Promotions
Penalties
Log In
Register
FCA fines Merrill Lynch
United Kingdom
10/23/2017
Fine
34,524,000.00
FCA
Misconduct
Source Link
https://www.fca.org.uk/news/press-releases/fca-fines-merrill-lynch-failing-report-transactions
Related Penalties
The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V Fined £5,620,300 by the Financial Conduct Authority
16 July 2013
FCA bans Angela Burns
14 December 2018
Kenneth George Carver Fined £35,212 by the Financial Conduct Authority
30 March 2015
Tamas Pornye Fined £410,000 by the Financial Conduct Authority
12 August 2015
UBS AG Fined £233,814,000 by the Financial Conduct Authority
11 November 2014
Share Page
Interesting?
Share It!