HSBC Bank Plc Fined £216,363,000 by the Financial Conduct Authority

United Kingdom

11/11/2014
Fine
216,363,008.00
FCA

Detail

For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 spot FX voice trading in London.

Source Link

https://www.fca.org.uk/publication/final-notices/final-notice-hsbc.pdf

Sign Up For a Newsletter

Weekly breaking news, analysis and cutting edge advices on job searching.

HSBC Bank Plc Fined £216,363,000 by the Financial Conduct Authority

United Kingdom

Detail

Source Link

Related Penalties

UBS AG Fined £233,814,000 by the Financial Conduct Authority

FCA fines and imposes a restriction on Canara Bank

Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd fIned £42,000,000 by the Financianl Conduct Authority

The Royal Bank of Scotland plc Fined £87,500,000 by the Financial Conduct Authority

Barclays Bank plc Fined £72,069,400 by the Financial COnduct Authority

Share Page

For Candidates

For Employers

Helpful Links

Account

Sign Up For a Newsletter