Brokers
List Brokers
Compare Broker Features
Platforms
List Platforms
Compare Platform Features
Promotions
Penalties
Log In
Register
Interactive Brokers reach a settlement $300000.00 with the National Futures Association
United States
07/8/2013
Settlement
300,000.00
NFA
Interactive Brokers
Detail
violated NFA Compliance Rule 2-4
Source Link
http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=3643
Related Penalties
IKON Global Markets Inc monetary sanction of $320000.00 reach a Settlement with the National Futures Association
28 October 2010
Gain Capital Group LLC monetary sanction $459000.00 reach a settlement with the National Futures Association
28 October 2010
FX Currency Traders reach a settlement $150,000 with the National Futures Association
28 March 2012
Barkley Financial Corporation sanctions $1000000.00 reach a settlement with the National Futures Association
11 July 2007
OPPORTUNITIES IN OPTIONS, THOMAS H. FRANKEL, JUAN CORONEL MARTINEZ MILLER, DEWITT DUDLEY and JESSE D. SEIDEL reach a settlement $50000.00 with the National Futures Association
11 August 2010
Share Page
Interesting?
Share It!