John Joseph Financial Services Limited Fined £20,000 by the Financial Conduct Authority
United Kingdom
- 09/30/2015
- Fine
- 20,000.00
- FCA
Detail
For breaching Principle 9 and certain applicable rules set out in COB, COBS and SYSC.
Source Link
https://www.fca.org.uk/publication/final-notices/jjfs-final-notice.pdf