Merrill Lynch International Fined £13,285,900 by the Financial Conduct Authority
United Kingdom
- 04/22/2014
- Fine
- 13,285,900.00
- FCA
Detail
For breaching SUP 17.1.4R and SUP 17.4.1 EU by failing to report or to accurately report transactions.
Source Link
https://www.fca.org.uk/publication/final-notices/merrill-lynch-international.pdf