ODL Securities Inc Fined $165,000 by the National Futures Association
United States
- 09/26/2007
- Fine
- 165,000.00
- NFA
Detail
Complaint alleged that ODL and Dubuque violated NFA Compliance Rule 2-36(b) by making misleading and deceptive statements in the solicitation of forex customers
Source Link
http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=1348