Peter Joseph Halpin Fined £412,700 by the Financial Conduct Authority
United Kingdom
- 11/5/2014
- Fine
- 412,700.00
- FCA
Detail
For failing to take reasonable steps to ensure that the business of Swinton for which he was responsible in his significant influence function of CF1 and CF3 during the relevant period complied with the relevant requirements and standards of the regulator
Source Link
https://www.fca.org.uk/publication/final-notices/peter-joseph-halpin%20.pdf