Pritchard Stockbrokers Limited Fined £4,932,600 and Banned by the Financial Conduct Authority
United Kingdom
- 10/9/2014
- Fine
- 4,932,600.00
- FCA
Detail
For breaches of Principles 1,2 and 10 of the Authority’s Principles for Businesses
Source Link
https://www.fca.org.uk/publication/final-notices/pritchard-stockbrokers.pdf