Brokers
List Brokers
Compare Broker Features
Platforms
List Platforms
Compare Platform Features
Promotions
Penalties
Log In
Register
Prudential plc Fined £14,000,000 by the Financial Conduct Authority
United Kingdom
03/27/2013
Fine
14,000,000.00
FCA
Detail
For Listing Rules breaches.
Source Link
https://www.fca.org.uk/publication/final-notices/fsa-pru-plc.pdf
Related Penalties
Lloyds Bank plc, Bank of Scotland plc and Black Horse Limited (together Lloyds Banking Group "LBG") Fined £117,430,600 by the Financial Conduct Authority
05 June 2015
Ewan King Fined £19,900 and Banned by the Financial Conduct Authority
30 January 2014
Asia Resource Minerals plc (formerly Bumi plc) Fined £4,651,200 by the Financial Conduct Authority
17 June 2015
Ian Charles Hannam Fined £450,000 by the Financial Conduct Authority
22 July 2014
Anthony Peter Clare Fined £208,600 by the Financial Conduct Authority
05 November 2014
Share Page
Interesting?
Share It!