State Street Paying Penalties to Settle Fraud Charges and Disclosure
United States Minor Outlying Islands
- 09/7/2017
- Fine
- 35,000,000.00
- Securities and Exchange Commission. U.S
Detail
State Street used false trading statements, pre-trade estimates, and post-trade reports to misrepresent its compensation on various transactions, especially purchases and sales of bonds and other securities that trade outside large transparent markets.
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