The Bank of New York Mellon London Branch & The Bank of New York Mellon International Limited Fined £126,000,000 by the Financial Conduct Authority
United Kingdom
- 04/15/2015
- Fine
- 126,000,000.00
- FCA
Detail
For breaching Principle 10 and for breaching a number of rules in Chapter 6 of the Client Assets Sourcebook
Source Link
https://www.fca.org.uk/publication/final-notices/bank-of-new-york-mellon-london-international.pdf