X-Change Financial Access LLC Fined $75,000 by the National Futures Association
United States
- 12/9/2015
- Fine
- 75,000.00
- NFA
Detail
Complaint alleged that XFA, Scheffler and Stafford violated NFA Compliance Rule 2-9(a), by failing to adequately supervise XFA's operations
Source Link
http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=4264