Bentley - Leek Financial Management Limited Fined £885,000 and Banned by the Financial Conduct Authority

United Kingdom

10/18/2013
Fine
885,000.00
FCA

Detail

BLFM is failing to satisfy the threshold conditions set out in Schedule 6 of the Act. In particular, BLFM is failing to satisfy Threshold Condition 4 (Appropriate Resources)

Source Link

https://www.fca.org.uk/publication/final-notices/bentley-leek-financial-management-limited.pdf

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Bentley - Leek Financial Management Limited Fined £885,000 and Banned by the Financial Conduct Authority

United Kingdom

Detail

Source Link

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