Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) Fined £560,000 by the Financial Conduct Authority
United Kingdom
- 11/17/2014
- Fine
- 560,000.00
- FCA
Detail
For breaches of Principles 3 and 7, SYSC 3.2.6R and Certain applicable rules set out in COB and COBS.
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