FCA fines Interactive Brokers (UK) Limited
United Kingdom
- 01/25/2018
- Fine
- 1,049,412.00
- FCA
Detail
The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in the period February 2014 to February 2015 (‘the Relevant Period’).
Source Link
https://www.fca.org.uk/news/press-releases/fca-fines-interactive-brokers-uk-limited