Interactive Brokers LLC Fined $125,000 by the National Futures Association

United States

05/29/2007
Fine
125,000.00
NFA

Detail

charged lnteractive with violations of NFA Compliance Rule 2-10 for failing to maintain adequate books and records necessary and appropriate to conduct its business

Source Link

http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=1181

Sign Up For a Newsletter

Weekly breaking news, analysis and cutting edge advices on job searching.

Interactive Brokers LLC Fined $125,000 by the National Futures Association

United States

Detail

Source Link

Related Penalties

I Trade FX LLC Fined $250,000 by the National Futures Association

Forex Capital Markets LLC (FXCM) Fined $200000.00 by the National Futures Association

Brewer Futures Group LLC Fined $100000.00 by the National Futures Association

Alpari US LLC Fined $200,000 by the National Future Association

FXCM penalized by NFA

Share Page

For Candidates

For Employers

Helpful Links

Account

Sign Up For a Newsletter