Swinton Group Limited Fined £7,380,400 and Banned by the Financial Conduct Authority

United Kingdom

07/16/2013
Fine
7,380,400.00
FCA

Detail

Swinton breached Principles 3 (Management and control), 6 (Customers’ interests) and 7 (Communications with clients) of the Authority’s Principles for Businesses

Source Link

https://www.fca.org.uk/publication/final-notices/swinton-group-limited.pdf

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Swinton Group Limited Fined £7,380,400 and Banned by the Financial Conduct Authority

United Kingdom

Detail

Source Link

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