UBS AG Fined £233,814,000 by the Financial Conduct Authority
United Kingdom
- 11/11/2014
- Fine
- 233,814,000.00
- FCA
Detail
For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 spot FX voice trading in London.
Source Link
https://www.fca.org.uk/publication/final-notices/final-notice-ubs.pdf