Penalty Information

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Search a brand by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.

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1293 Penalties Found: Showing 1273 - 1284

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ADVANCED MARKETS, INC, ANTHONY P. BROCCO and GEOFFREY GOOCH Fined $150000.00 by the National Futures Association

Date 01/30/2008
Type Fine
Amount 150,000.00

Advanced Markets, Inc Fined $150000.00 by the National Futures Association

Date 01/30/2008
Type Fine
Amount 150,000.00

Royal Forex Trading LLC Fined $75,000 by the National Futures Association

Date 12/13/2007
Type Fine
Amount 75,000.00

Royal Forex Trading LLC Fined $75,000 by the National Futures Association

Date 12/13/2007
Type Fine
Amount 75,000.00

One World Capital Group LLC Fined $100000.00 by the National Futures Association

Date 11/20/2007
Type Fine
Amount 100,000.00

New World Holdings LLC Fined $30,000 by the National Futures Association

Date 11/13/2007
Type Fine
Amount 30,000.00

FXCM penalized by NFA

Date 09/27/2007
Type Fine
Amount 175,000.00

ODL Securities Inc Fined $165,000 by the National Futures Association

Date 09/26/2007
Type Fine
Amount 165,000.00

United Global Markets LLC Fined $40,000 by the National Futures Association

Date 08/13/2007
Type Fine
Amount 40,000.00

Barkley Financial Corporation sanctions $1000000.00 reach a settlement with the National Futures Association

Date 07/11/2007
Type Settlement
Amount 1,000,000.00

Interactive Brokers LLC Fined $125,000 by the National Futures Association

Date 05/29/2007
Type Fine
Amount 125,000.00

Alpha Foreign Exchange Group Fined $25,000 by the National Futures Association

Date 05/14/2007
Type Fine
Amount 25,000.00

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