Penalty Information

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Search a brand by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.

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1293 Penalties Found: Showing 1189 - 1200

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Alison Moran Fined £20,000 by the Finanacial Conduct Authority

Date 09/30/2013
Type Fine
Amount 20,000.00

ICAP Europe Limited Fined £14,000,000 by the Financial Conduct Authority

Date 09/25/2013
Type Fine
Amount 14,000,000.00

Clydesdale Bank PLC Fined £8,904,000 by the Financial Conduct Authority

Date 09/24/2013
Type Fine
Amount 8,904,000.00

FXDD penalized by NFA

Date 09/18/2013
Type Fine
Amount 1,100,000.00

FXDD penalized by CFTC

Date 09/18/2013
Type Fine
Amount 2,740,000.00

JP Morgan Chase Bank NA Fined £137,610,000 by the Financial Conduct Authority

Date 09/18/2013
Type Fine
Amount 137,610,000.00

FXDirectDealer LLC Fined $1800000.00 by the National Futures Association

Date 09/18/2013
Type Fine
Amount 1,800,000.00

AXA Wealth Services Ltd Fined £1,802,200 by the Financial Conduct Authority

Date 09/12/2013
Type Fine
Amount 1,802,200.00

Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited Fined £7,192,500 by the Financial Conduct Authority

Date 09/02/2013
Type Fine
Amount 7,192,500.00

Mr Andrew Jeffery Fined £150,000 by the Financial Conduct Authority

Date 08/23/2013
Type Fine
Amount 150,000.00

Guaranty Trust Bank (UK) Limited Fined £525,000 by the Financial Conduct Authority

Date 08/08/2013
Type Fine
Amount 525,000.00

Vandana Madhukar Parikh Fined £45,673 by the Financial Conduct Authority

Date 08/06/2013
Type Fine
Amount 45,673.00

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