Penalty Information

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Search a brand by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.

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1293 Penalties Found: Showing 1153 - 1164

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Barclays Bank PLC Fined £26,033,500 by the Financial Conduct Authority

Date 05/23/2014
Type Fine
Amount 26,033,500.00

Daniel James Plunkett Fined £95,600 by the Financial Conduct Authority

Date 05/23/2014
Type Fine
Amount 95,600.00

Global Futures penalized by CFTC

Date 05/19/2014
Type Fine
Amount 200,000.00

Martin Brokers (UK) Ltd (Martins) Fined £630,000 by the Financial Conduct Authority

Date 05/15/2014
Type Fine
Amount 630,000.00

Martin Brokers (UK) Ltd Fined £630,000 and Banned by the Financial Conduct Authority

Date 05/15/2014
Type Fine
Amount 630,000.00

AFX CAPITAL penalized by Cyprus Securities and Exchange Commission

Date 05/14/2014
Type Fine
Amount 10,000.00

Invesco Asset Management Limited Invesco Fund Managers Limited Fined £18,643,000 by the Financial Conduct Authority

Date 04/28/2014
Type Fine
Amount 18,643,000.00

Merrill Lynch International Fined £13,285,900 by the Financial Conduct Authority

Date 04/22/2014
Type Fine
Amount 13,285,900.00

David Lloyd Wren Fined £70,000 by the Financial Conduct Authority

Date 03/31/2014
Type Fine
Amount 70,000.00

Philip Eley Fined £7,200 by the Financial Conduct Authority

Date 03/27/2014
Type Fine
Amount 7,200.00

Santander plc Fined £12,377,800 by the Financial Conduct Authority

Date 03/26/2014
Type Fine
Amount 12,377,800.00

Mark Stevenson Fined £662,700 by the Financial Conduct Authority

Date 03/20/2014
Type Fine
Amount 662,700.00

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