Penalty Information

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Search a brand by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.

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1293 Penalties Found: Showing 1177 - 1188

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JLT Specialty Limited Fined £1,876,000 by the Financial Conduct Authority

Date 12/19/2013
Type Fine
Amount 1,876,000.00

Westwood Independent Financial Planners Fined £100,000 by the Financial Conduct Authority

Date 12/17/2013
Type Fine
Amount 100,000.00

Christopher Willford Fined £30,000 Financial Conduct Authority

Date 12/11/2013
Type Fine
Amount 30,000.00

Lloyds TSB Bank plc Bank of Scotland plc Fined £28,038,800 by the Financial Conduct Authority

Date 12/11/2013
Type Fine
Amount 28,038,800.00

SEI Investments (Europe) Limited Fined £900,200 by the Financial Conduct Authority

Date 11/25/2013
Type Fine
Amount 900,200.00

Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) Fined £105,000,000 by the Financial Conduct Authority

Date 10/29/2013
Type Fine
Amount 105,000,000.00

Porta Verde Financial Services Limited Fined £25,000 by the Financial Conduct Authority

Date 10/24/2013
Type Fine
Amount 25,000.00

Mark Anthony Hurst Ainley Fined £150,000 by the Financial Conduct Authority

Date 10/18/2013
Type Fine
Amount 150,000.00

Mark Bentley-Leek Fined £525,000 by the Financial Conduct Authority

Date 10/18/2013
Type Fine
Amount 525,000.00

Mustafa Dervish Fined £360,000 by the Financial Conduct Authority

Date 10/18/2013
Type Fine
Amount 360,000.00

Bentley - Leek Financial Management Limited Fined £885,000 and Banned by the Financial Conduct Authority

Date 10/18/2013
Type Fine
Amount 885,000.00

FXDD penalized by CFTC

Date 09/30/2013
Type Fine
Amount 275,000.00

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