Penalty Information

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Search a brand by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.

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1293 Penalties Found: Showing 1117 - 1128

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FXDD penalized by NFA

Date 12/10/2014
Type Fine
Amount 500,000.00

Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd fIned £42,000,000 by the Financianl Conduct Authority

Date 11/20/2014
Type Fine
Amount 42,000,000.00

youtradeFX penalized by Australian Securities and Investments Commission

Date 11/18/2014
Type Warning

Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) Fined £560,000 by the Financial Conduct Authority

Date 11/17/2014
Type Fine
Amount 560,000.00

Citibank N.A Fined £225,575,000 by the Financial Conduct Authority

Date 11/11/2014
Type Fine
Amount 225,575,008.00

HSBC Bank Plc Fined £216,363,000 by the Financial Conduct Authority

Date 11/11/2014
Type Fine
Amount 216,363,008.00

JPMorgan Chase Bank Fined £222,166,000 by the Financial Conduct Authority

Date 11/11/2014
Type Fine
Amount 222,166,000.00

The Royal Bank of Scotland Plc Fined £217,000,000 by the Financial Conduct Authority

Date 11/11/2014
Type Fine
Amount 217,000,000.00

UBS AG Fined £233,814,000 by the Financial Conduct Authority

Date 11/11/2014
Type Fine
Amount 233,814,000.00

Anthony Peter Clare Fined £208,600 by the Financial Conduct Authority

Date 11/05/2014
Type Fine
Amount 208,600.00

Nicholas Bowyer Fined £306,700 by the Financial Conduct Authority

Date 11/05/2014
Type Fine
Amount 306,700.00

Peter Joseph Halpin Fined £412,700 by the Financial Conduct Authority

Date 11/05/2014
Type Fine
Amount 412,700.00

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