Penalty Information

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Search a brand by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.

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1293 Penalties Found: Showing 1201 - 1212

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John Douglas Leslie Fined £28,000 by the Financial Conduct Authority

Date 07/26/2013
Type Fine
Amount 28,000.00

FX Direct Dealer LLC Fined $75,000 by the National Futures Association

Date 07/25/2013
Type Fine
Amount 75,000.00

James E. Green, principal of FX Direct Dealer LLC (FXDD) Fined $75000.00 by the National Futures Association

Date 07/25/2013
Type Fine
Amount 75,000.00

Paul David Cable Fined £140,000 by the Financial Conduct Authority

Date 07/19/2013
Type Fine
Amount 140,000.00

Paul David Cable Fined £140,000 and Banned by the Financial Conduct Authority

Date 07/19/2013
Type Fine
Amount 140,000.00

Swinton Group Limited Fined £7,380,400 by the Financial Conduct Authority

Date 07/16/2013
Type Fine
Amount 7,380,400.00

The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V Fined £5,620,300 by the Financial Conduct Authority

Date 07/16/2013
Type Fine
Amount 5,620,300.00

Swinton Group Limited Fined £7,380,400 and Banned by the Financial Conduct Authority

Date 07/16/2013
Type Fine
Amount 7,380,400.00

Jeffrey Simon Bennett Fined £28,000 by the Financial Conduct Authority

Date 07/12/2013
Type Fine
Amount 28,000.00

Interactive Brokers penalized by NFA

Date 07/08/2013
Type Fine
Amount 300,000.00

Interactive Brokers reach a settlement $300000.00 with the National Futures Association

Date 07/08/2013
Type Settlement
Amount 300,000.00

David Thomas Davis Fined £70,258 by the Financial Conduct Authority

Date 07/05/2013
Type Fine
Amount 70,258.00

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